Physics

Chapter 4: Diffraction

Imron Rosyadi

Learning Objectives

By the end of this presentation, you will be able to:

  • Explain the phenomenon of diffraction and the conditions under which it is observed.
  • Describe diffraction through a single slit, double slit, and diffraction gratings.
  • Calculate intensity in single-slit and double-slit diffraction patterns.
  • Understand the concept of resolution and the Rayleigh criterion for circular apertures.
  • Describe X-ray diffraction and its applications in crystallography.
  • Explain the principles and applications of holography.

4.1 Single-Slit Diffraction

What is Diffraction?

Diffraction is the bending of a wave around the edges of an opening or an obstacle.

  • This phenomenon is exhibited by all types of waves: sound, water, and light.
  • It is most easily observed when the wavelength of the wave is approximately the same size as the object or aperture it encounters.

Ocean waves diffracting through an opening in a breakwater.

Single-Slit Diffraction Pattern

Observation

Light passing through a single narrow slit creates a distinct diffraction pattern on a screen.

  • The central maximum is significantly brighter and wider than the secondary maxima.
  • The intensity of the maxima decreases rapidly as you move away from the center.

Figure 4.3: Single-slit diffraction pattern.

    1. Monochromatic light passing through a single slit.
    1. Diagram showing the bright central maximum and dimmer, thinner maxima on either side.

Single-Slit Diffraction: Huygens’s Principle

Explanation

According to Huygens’s principle, every point across the wavefront in the slit acts as a source of secondary wavelets.

  • These wavelets propagate in all directions.
  • When they arrive at a distant screen, they interfere with each other.

Figure 4.4: Light passing through a single slit.

  • Central Maximum (\(\theta = 0\)):

    • All rays travel the same distance to the center of the screen.
    • They arrive in phase, resulting in constructive interference and a bright central maximum (Figure 4.4a).
  • First Minimum (\(\sin\theta = \lambda/a\)):

    • Consider rays from the top and bottom edges of the slit.
    • If the path difference is exactly one wavelength (\(\lambda\)), then a ray from the center of the slit will be \(\lambda/2\) out of phase with the ray from the bottom edge.
    • This leads to destructive interference (Figure 4.4b).
    • Every ray from the upper half of the slit destructively interferes with a corresponding ray from the lower half.

Single-Slit Diffraction: Minima

Minima Locations

Destructive interference (minima) in a single-slit diffraction pattern occurs when:

\[ a \sin\theta = m\lambda \quad \text{for } m = \pm1, \pm2, \pm3, \dots \quad \text{(destructive)} \]

  • Where \(a\) is the slit width, \(\lambda\) is the light’s wavelength, \(\theta\) is the angle relative to the original direction of the light, and \(m\) is the order of the minimum.

Figure 4.5: Intensity graph for single-slit interference.

Example 4.1: Calculating Single-Slit Diffraction

Problem

Visible light (\(\lambda = 550 \text{ nm}\)) falls on a single slit, producing its second diffraction minimum at an angle of \(45.0^\circ\).

  1. What is the width of the slit?
  2. At what angle is the first minimum produced?

Figure 4.6: Single-slit diffraction pattern analysis.

4.2 Intensity in Single-Slit Diffraction

Phasor Method for Intensity

To calculate the intensity distribution, we can use the phasor method.

  • Imagine the slit divided into \(N\) Huygens sources.
  • Each source contributes a small phasor \(\Delta E_0\) to the resultant electric field.
  • The phase difference (\(\phi\)) between wavelets from the first and last sources is:

\[ \phi = \frac{2\pi}{\lambda} a \sin\theta \]

Figure 4.7: Phasor diagram geometry.

  • As \(N \to \infty\), the phasor diagram becomes a circular arc.
  • The resultant electric field amplitude \(E\) depends on how much the phasors “curl up”.

Figure 4.8: Phasor diagrams for various points.

Intensity Equation for Single-Slit Diffraction

Intensity Distribution

The intensity \(I\) at an arbitrary point in the diffraction pattern, relative to the central maximum intensity \(I_0\), is given by:

\[ I = I_0 \left(\frac{\sin\beta}{\beta}\right)^2 \]

Where \(\beta = \frac{\phi}{2} = \frac{\pi a \sin\theta}{\lambda}\).

  • The central maximum occurs when \(\beta = 0\), where \(\lim_{\beta\to 0} \left(\frac{\sin\beta}{\beta}\right) = 1\), so \(I = I_0\).
  • Minima occur when \(\sin\beta = 0\) (but \(\beta \ne 0\)), which means \(\beta = m\pi\) for \(m = \pm1, \pm2, \dots\).
  • This leads back to the condition for minima: \(\frac{\pi a \sin\theta}{\lambda} = m\pi \implies a \sin\theta = m\lambda\).

Figure 4.9: (a) Calculated intensity distribution. (b) Actual diffraction pattern.

Effect of Slit Width

Varying Slit Width (\(a\))

The width of the central peak is inversely proportional to the slit width \(a\).

  • Large slit width (\(a \gg \lambda\)):
    • The central peak is very sharp and narrow.
    • Diffraction effects are less noticeable.
  • Small slit width (\(a \approx \lambda\)):
    • The central peak is broad and wide.
    • Diffraction effects are significant.

Figure 4.10: Single-slit diffraction patterns for various slit widths.

4.3 Double-Slit Diffraction

Combining Interference and Diffraction

In a double-slit experiment with finite slit widths, both interference (from two sources) and diffraction (from each slit) occur simultaneously.

  • The overall pattern is a product of the interference pattern of two point sources multiplied by the diffraction pattern of a single slit.
  • Interference fringes: determined by the slit separation \(d\).
    • Maxima: \(d \sin\theta = m\lambda\) (where \(m\) is the order of interference maximum).
  • Diffraction envelope: determined by the slit width \(a\).
    • Minima: \(a \sin\theta = n\lambda\) (where \(n\) is the order of diffraction minimum).

      Note: We use \(m\) for interference orders and \(n\) for diffraction orders to avoid confusion.

Missing Orders

Explanation

When an interference maximum (\(d \sin\theta = m\lambda\)) coincides with a diffraction minimum (\(a \sin\theta = n\lambda\)) at the same angle \(\theta\), that interference maximum will be missing from the observed pattern. These are called missing orders.

Figure 4.11: Double-slit diffraction pattern, showing the interference (purple), diffraction (blue), and resultant (red) patterns. A missing order is observed at \(m=3\).

Example 4.3: Intensity of the Fringes

Problem

For a double-slit setup where \(a=2\lambda\) and \(d=6\lambda\), calculate the intensity for the interference fringe at \(m=1\) relative to \(I_0\) (the intensity of the central peak).

Tip

Remember:

  • Interference maxima: \(d \sin\theta = m\lambda\)
  • Single-slit intensity: \(I = I_0 \left(\frac{\sin\beta}{\beta}\right)^2\), where \(\beta = \frac{\pi a \sin\theta}{\lambda}\)

Solution

  1. Find the angle for the interference fringe (\(m=1\)):

    From \(d \sin\theta = m\lambda\), with \(m=1\), we get \(\sin\theta = \frac{1\lambda}{d}\).

    Given \(d=6\lambda\), so \(\sin\theta = \frac{\lambda}{6\lambda} = \frac{1}{6}\).

  2. Calculate \(\beta\) for this angle:

    \(\beta = \frac{\pi a \sin\theta}{\lambda}\)

    Substitute \(\sin\theta = 1/6\) and \(a=2\lambda\):

    \(\beta = \frac{\pi (2\lambda) (1/6)}{\lambda} = \frac{2\pi}{6} = \frac{\pi}{3}\).

  3. Calculate the relative intensity:

    \(I = I_0 \left(\frac{\sin\beta}{\beta}\right)^2 = I_0 \left(\frac{\sin(\pi/3)}{\pi/3}\right)^2\)

    \(\sin(\pi/3) = \sqrt{3}/2 \approx 0.866\)

    \(I = I_0 \left(\frac{0.866}{\pi/3}\right)^2 = I_0 \left(\frac{0.866}{1.047}\right)^2 \approx I_0 (0.827)^2 \approx 0.684 I_0\).

Significance

The \(m=1\) interference fringe has an intensity of approximately \(68.4\%\) of the central maximum’s intensity, modulated by the diffraction envelope.

4.4 Diffraction Gratings

Principle

A diffraction grating consists of a large number of precisely spaced parallel slits.

  • Effectively, it acts like an array of an “infinite” number of slits.
  • This leads to very sharp, bright principal maxima and extremely dim (almost invisible) secondary maxima.

Figure 4.12: (a) Intensity pattern for a large number of slits. (b) Laser beam through a diffraction grating.

Diffraction Gratings: Applications

Uses

Diffraction gratings are versatile optical elements with many applications:

  • Spectroscopic analysis: Dispersing light into its constituent wavelengths to analyze spectra.
    • Used in monochromators in biological and medical imaging.
  • Optical fiber technology: Selecting specific wavelengths for optimal performance.
  • Iridescence: Natural examples include butterfly wings and opals, where naturally occurring gratings reflect different colors at different angles.

Figure 4.14: (a) Light through a diffraction grating. (b) White light dispersion.

Figure 4.15: (a) Australian opal and (b) butterfly wings showing iridescence.

Diffraction Gratings: Maxima

Condition for Maxima

The bright principal maxima for a diffraction grating occur at angles \(\theta\) given by:

\[ d \sin\theta = m\lambda \quad \text{for } m = 0, \pm1, \pm2, \dots \]

  • Where \(d\) is the spacing between adjacent slits (or lines on the grating), \(\lambda\) is the wavelength, and \(m\) is the order of the maximum.

Note

This equation is the same as for double-slit interference, but for gratings, the maxima are much sharper due to the large number of slits.

Figure 4.16: (a) Diffraction grating dispersing white light. (b) Bird’s-eye view.

Example 4.5: Diffraction Grating Effects

Problem

A diffraction grating has 10,000 lines per centimeter. A beam of white light is sent through it to a screen 2.00 m away.

  1. Find the angles for the first-order diffraction (\(m=1\)) of violet (\(\lambda_V = 380 \text{ nm}\)) and red (\(\lambda_R = 760 \text{ nm}\)) light.
  2. What is the distance between the ends of the rainbow of visible light produced on the screen for first-order interference?

Solution (Part 1)

  1. Calculate slit spacing (\(d\)):

    \(d = \frac{1 \text{ cm}}{10,000 \text{ lines}} = 1.00 \times 10^{-4} \text{ cm} = 1.00 \times 10^{-6} \text{ m}\).

  2. Calculate angle for violet light (\(\theta_V\)):

    For \(m=1\), \(d \sin\theta_V = \lambda_V\).

    \(\sin\theta_V = \frac{\lambda_V}{d} = \frac{380 \times 10^{-9} \text{ m}}{1.00 \times 10^{-6} \text{ m}} = 0.380\).

    \(\theta_V = \arcsin(0.380) \approx 22.33^\circ\).

  3. Calculate angle for red light (\(\theta_R\)):

    For \(m=1\), \(d \sin\theta_R = \lambda_R\).

    \(\sin\theta_R = \frac{\lambda_R}{d} = \frac{760 \times 10^{-9} \text{ m}}{1.00 \times 10^{-6} \text{ m}} = 0.760\).

    \(\theta_R = \arcsin(0.760) \approx 49.46^\circ\).

Example 4.5: Diffraction Grating Effects (Part 2)

Solution (Part 2)

The screen is \(x = 2.00 \text{ m}\) away. The distances on the screen (\(y\)) can be found using trigonometry: \(y = x \tan\theta\).

  1. Calculate distance for violet light (\(y_V\)):

    \(y_V = x \tan\theta_V = (2.00 \text{ m}) \tan(22.33^\circ) \approx (2.00 \text{ m})(0.410) \approx 0.820 \text{ m}\).

  2. Calculate distance for red light (\(y_R\)):

    \(y_R = x \tan\theta_R = (2.00 \text{ m}) \tan(49.46^\circ) \approx (2.00 \text{ m})(1.169) \approx 2.338 \text{ m}\).

  3. Calculate the distance between the ends of the rainbow:

    Distance \(= y_R - y_V = 2.338 \text{ m} - 0.820 \text{ m} = 1.518 \text{ m}\).

Significance

The large separation (over 1.5 meters) between the red and violet ends of the first-order spectrum demonstrates the excellent dispersion capability of this diffraction grating, making it suitable for spectroscopic analysis.

4.5 Circular Apertures and Resolution

Diffraction Limit to Resolution

Light diffracts when passing through any aperture, including circular ones like pupils or telescope mirrors.

  • This diffraction creates a fuzzy spot instead of a sharp point image.
  • When two point sources are very close, their diffraction patterns overlap, making them indistinguishable.
    • This is the diffraction limit on resolution.

Figure 4.17: (a) Diffraction from a circular aperture. (b)-(c) Overlapping diffraction patterns from two point sources.

Figure 4.18: (a) Intensity of circular aperture diffraction. (b) Rayleigh criterion for resolution.

Rayleigh Criterion

Definition

The Rayleigh criterion states that two images are just resolvable when the center of the diffraction pattern of one is directly over the first minimum of the diffraction pattern of the other.

  • For a circular aperture of diameter \(D\), the first minimum occurs at an angle \(\theta = 1.22 \lambda / D\).
  • Thus, the minimum angular separation (\(\theta_{min}\)) for two just-resolvable point objects is:

\[ \theta_{min} = 1.22 \frac{\lambda}{D} \]

  • Where \(\lambda\) is the wavelength and \(D\) is the diameter of the aperture (or lens/mirror).
  • \(\theta_{min}\) is in radians. This is also called the diffraction limit.

Important

Increasing the diameter (\(D\)) of the aperture or decreasing the wavelength (\(\lambda\)) improves resolution (decreases \(\theta_{min}\)).

Example 4.6: Hubble Space Telescope Resolution

Problem

The Hubble Space Telescope (HST) has a primary mirror diameter of \(D = 2.40 \text{ m}\). Assume an average light wavelength of \(\lambda = 550 \text{ nm}\).

  1. What is the angle between two just-resolvable point light sources?
  2. If these two stars are in the Andromeda Galaxy, \(r = 2 \text{ million light-years}\) away, how close together can they be and still be resolved?

Solution (Part 1)

  1. Calculate the minimum resolvable angle (\(\theta_{min}\)):

    Using the Rayleigh criterion:

    \(\theta_{min} = 1.22 \frac{\lambda}{D} = 1.22 \frac{550 \times 10^{-9} \text{ m}}{2.40 \text{ m}}\)

    \(\theta_{min} \approx 2.80 \times 10^{-7} \text{ rad}\).

Solution (Part 2)

  1. Calculate the distance between the stars (\(s\)):

    For small angles, the linear separation \(s\) is approximately \(s = r \theta_{min}\).

    \(s = (2.0 \times 10^6 \text{ ly}) (2.80 \times 10^{-7} \text{ rad})\)

    \(s \approx 0.56 \text{ ly}\).

Significance

  • The angular resolution is extremely small, allowing HST to distinguish very fine details.
  • HST can resolve objects separated by about half a light-year in the Andromeda Galaxy, enabling it to distinguish individual stars within it, which are typically separated by one to five light-years.

Resolution in Microscopes

Resolving Power

For microscopes, the resolving power (\(x\)) is the smallest distance between two objects that can be seen as distinct.

  • From the Rayleigh criterion, using the small angle approximation (\(x \approx d\theta_{min}\)):

\[ x = 1.22 \frac{\lambda d}{D} \]

  • Where \(d\) is the distance between the specimen and the objective lens.

Numerical Aperture (NA)

A more common expression for resolving power involves the Numerical Aperture (NA) of the lens:

\[ \text{NA} = n \sin\alpha \]

  • Where \(n\) is the refractive index of the medium between the objective lens and the object.
  • \(\alpha\) is half the acceptance angle of the lens.

The resolving power can then be expressed as:

\[ x = 0.61 \frac{\lambda}{\text{NA}} \]

4.6 X-Ray Diffraction

X-rays and Atomic Structure

X-rays have very short wavelengths (typically \(10^{-8}\) to \(10^{-12}\) m), comparable to the spacing between atoms in crystals (around 0.1 nm).

  • This makes X-rays ideal for probing atomic-scale structures through diffraction.
  • X-ray diffraction (or X-ray crystallography) is used to determine the location, shape, and size of atoms and molecules within crystalline materials.

Figure 4.24: X-ray diffraction pattern from a protein crystal.

Bragg Equation

Condition for Constructive Interference

In X-ray diffraction, constructive interference occurs when X-rays reflect off different planes of atoms within a crystal.

  • The path difference between waves reflecting from adjacent planes must be an integer multiple of the wavelength.
  • This condition is given by the Bragg equation:

\[ m\lambda = 2d \sin\theta \quad \text{for } m = 1, 2, 3, \dots \]

  • Where \(m\) is the order of diffraction, \(\lambda\) is the X-ray wavelength, \(d\) is the spacing between atomic planes, and \(\theta\) is the angle of incidence (measured with respect to the crystal surface).

Figure 4.25: X-ray diffraction from crystal planes.

4.7 Holography

What is a Hologram?

A hologram is a true three-dimensional image recorded on film using lasers and light interference.

  • Unlike a photograph (2D, uses geometric optics), a hologram captures the entire light wave (amplitude and phase, using wave optics).
  • When viewed, objects in a hologram change relative position, demonstrating its 3D nature.

Figure 4.27: Credit card hologram.

How Holograms are Created

Recording a Hologram

  1. Laser light source: Coherent, monochromatic light is essential.
  2. Beam splitter: Splits the laser beam into two parts:
    • Object beam: Illuminates the object and scatters off it.
    • Reference beam: Shines directly onto the photographic film.
  3. Interference pattern: The scattered light from the object beam interferes with the reference beam on the film.
    • This creates a complex interference pattern of light and dark fringes, encoding the 3D information.
    • The film looks foggy or indistinct to the naked eye.

Figure 4.28: Production of a hologram.

How Holograms are Viewed

Reconstructing the Image

  1. Illumination: The recorded hologram is illuminated with a laser beam, ideally the same type as the original reference beam.
  2. Diffraction: The interference pattern on the film acts like a complex diffraction grating.
    • Light passing through the hologram is diffracted.
  3. Image formation: This diffraction produces two images:
    • Virtual image: Appears behind the hologram, identical to the original object, and is genuinely 3D.
    • Real image: Forms in front of the hologram.

Figure 4.29: Reconstruction of a hologram.

Key Takeaways

  • Diffraction is the bending of waves around obstacles or openings, most pronounced when wavelength and object size are comparable.
  • Single-slit diffraction produces a central maximum much wider and brighter than secondary maxima, with minima at \(a \sin\theta = m\lambda\).
  • Intensity in single-slit diffraction follows \(I = I_0 \left(\frac{\sin\beta}{\beta}\right)^2\), where \(\beta = \frac{\pi a \sin\theta}{\lambda}\).
  • Double-slit diffraction combines interference and diffraction, resulting in an interference pattern modulated by a single-slit diffraction envelope. Missing orders occur when an interference maximum aligns with a diffraction minimum.
  • Diffraction gratings (many slits) produce very sharp and bright principal maxima, useful for spectroscopy.
  • Circular apertures limit resolution due to diffraction, defined by the Rayleigh criterion: \(\theta_{min} = 1.22 \frac{\lambda}{D}\).
  • X-ray diffraction utilizes short X-ray wavelengths to determine crystal structures based on Bragg’s equation: \(m\lambda = 2d \sin\theta\).
  • Holography uses laser interference to record and reconstruct true three-dimensional images, capturing both amplitude and phase information of light waves.

Key Equations

Equation Description
\(a \sin\theta = m\lambda\) \((m = \pm1, \pm2, \dots)\) Condition for single-slit diffraction minima
\(I = I_0 \left(\frac{\sin\beta}{\beta}\right)^2\) Intensity in single-slit diffraction, where \(\beta = \frac{\pi a \sin\theta}{\lambda}\)
\(d \sin\theta = m\lambda\) \((m = 0, \pm1, \pm2, \dots)\) Condition for double-slit interference maxima and diffraction grating maxima
\(\theta_{min} = 1.22 \frac{\lambda}{D}\) Rayleigh criterion for resolution of circular apertures (in radians)
\(m\lambda = 2d \sin\theta\) \((m = 1, 2, 3, \dots)\) Bragg equation for X-ray diffraction maxima from crystal planes

Key Terms

Term Definition
Diffraction The bending of a wave around the edges of an opening or an obstacle.
Single-Slit Diffraction Diffraction pattern produced when light passes through a narrow single opening, characterized by a wide, bright central maximum.
Diffraction Grating An optical element with a large number of closely spaced parallel slits, producing very sharp interference maxima.
Rayleigh Criterion States that two images are just resolvable when the center of one diffraction pattern is over the first minimum of the other.
Resolution The ability of an optical instrument to distinguish between two closely spaced objects.
X-ray Diffraction A technique using X-rays to determine the atomic and molecular structure of crystals based on their diffraction patterns.
Bragg Equation \(m\lambda = 2d \sin\theta\), describes the conditions for constructive interference of X-rays scattered from crystal planes.
Holography The technique of producing a three-dimensional image (hologram) by recording the interference pattern of an object beam and a reference beam from a laser.
Missing Order An interference maximum in a double-slit pattern that coincides with a diffraction minimum and is therefore absent.
Numerical Aperture (NA) A measure of a lens’s ability to gather light and resolve fine detail, particularly in microscopy.